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COMPLIANCE MEETINGS:
Our compliance meeting service is designed to save you time. We will prepare a fully customized compliance meeting schedule and agendas covering all aspects of your business as well as all pertinent regulatory changes and/or compliance issues occurring within the past year.
CONTINUING EDUCATION SERVICES:
Preparing your firm's Continuing Education Plan can be confusing and very time consuming. Nye's Continuing Education Analysis can alleviate this burden. Our services begin with a comprehensive analysis of your firm, including its operations, service mix, customer complaints and disciplinary history (if any). We then prepare your customized Continuing Education Analysis and Plan to fully satisfy regulatory requirements.
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